DFX Intelligence

J•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

J•••• P•••••

Advisor at K••••• A••••••• S•••••••• L••

••• Locked

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 5, 2025	n/a	yes	Maple Grove, MN\|AUSTIN, TX\|Delano, MN	Current employment
M••••••• N•••• A•••••••	Former SEC adviser	Nov 13, 2020	Aug 14, 2025	no	MAPLE GROVE, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• N•••• A•••••••	K••••• A••••••• S•••••••• L••	Aug 14, 2025	May 5, 2025	-101	Firm change after gap	RIA to ibd
L•• F•••••••• L••	M••••••• N•••• A•••••••	Mar 9, 2021	Nov 13, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
309628:283330:MN:2025-08-14	Aug 14, 2025	May 5, 2025	MAPLE GROVE, MN	Firm change after gap

Relationships

Registered with (4)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
May 5, 2025 to presentfactForm ADV
→ M••••••• N•••• A•••••••Registered adviserregistration: previous registration
Nov 13, 2020 to Aug 14, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 24, 2016 to Mar 9, 2021factForm ADV
→ W•••••• • R•••

Dated events

Order

Occurred
14 Aug 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 6, 2014
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.