DFX Intelligence

K•••• J•• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

K•••• J•• J•••••

Advisor at M••••••• W••••• M••••••••• L••

CHARLOTTE, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 29, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• W••••• M••••••••• L••	State registered	May 1, 2018	n/a	yes	CHARLOTTE, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 9, 2017	Apr 26, 2018	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••••• W••••• M••••••••• L••	Apr 26, 2018	May 1, 2018	5	Firm change	Wirehouse to state RIA
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Jun 23, 2017	Oct 9, 2017

Relationships

Registered with (3)

→ M••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 1, 2015 to Jul 8, 2015factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 9, 2017 to Apr 26, 2018factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jul 16, 2015 to Jun 23, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 1, 2015
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.