DFX Intelligence

J•••••• M•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

J•••••• M•••••• S•••••

Advisor at O•••• W•••••• I•••

Boyton Beach, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 23, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Oct 11, 2024	n/a	yes	Boyton Beach, FL	Current employment
A••••••• P••••••••• A•••••••• I••	Former SEC adviser	May 9, 2017	Oct 11, 2024	no	Boyton Beach, FL\|HOLBROOK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••••• A•••••••• I••	O•••• W•••••• I•••	Oct 11, 2024	Oct 11, 2024	0	Bulk transfer	Ibd to ibd
M•••••• A••••••• S•••••••• I•••	A••••••• P••••••••• A•••••••• I••	Mar 13, 2017	May 9, 2017

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Aug 14, 2008 to Mar 7, 2017factForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
May 9, 2017 to Oct 11, 2024factForm ADV
→ M•••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 13, 2015 to Mar 13, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 14, 2008
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.