DFX Intelligence

Y••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

Y••••• C•••••• M••••••••• L•

CRD 298556

NEW YORK, NY

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Search this name across graphs

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 4:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 9
On other graphs: 0
Observed: Aug 29, 2018 to Mar 31, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $4.7B••• Locked
Discretionary RAUM: $4.7B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $4.7Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S••••• P• M••••	n/a	NEW YORK, NY \| Dallas, TX	4	22	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
Y••••• M••••• F••• L•	Hedge Fund	$2.7B	Mar 31, 2026	119	Jan 29, 2019	reported	021-321423
Y••••• E••••••• M••••• F••• L•	Hedge Fund	$2.0B	Mar 31, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• R•••••• B•••••••	CHIEF OPERATING OFFICER AND PARTNER	A	yes	08/2018	Aug 29, 2018	Sep 20, 2024
F•••••••• L•••• M•••	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	Na	yes	08/2018	Aug 29, 2018	Sep 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
Y••••• C•••••• G• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Aventura	FL	United States	1	no
Dallas	TX	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.7B	$3.6B	28.5%	$1.4B	48.6%	20	17	1	1

Relationships

Advises (2)

→ Y••••• E••••••• M••••• F••• L•Private fundHedge Fund, IA
Sep 20, 2024 to presentfactForm ADV
→ Y••••• M••••• F••• L•Private fundHedge Fund, IA
Jan 29, 2019 to presentfactForm ADV

Registered with (1)

← S••••• P• M••••Advisorregistration: current employment
Jun 1, 2022 to presentfactForm ADV

Controls (5)

Dated events

Order

Occurred
31 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
$1.9B
Occurred
31 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$1.0B
Occurred
31 Mar 2026
Ria office closed
••• Locked
Form ADV
Occurred
28 Mar 2025
Regulatory AUM changed
••• Locked
Form ADV
$850M
Occurred
28 Mar 2024
Regulatory AUM changed
••• Locked
Form ADV
$890M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 29, 2018
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.