DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••• L•• | Bd affiliated wealth | Jul 30, 2012 | n/a | yes | OMAHA, NE|HAGERTOWN, MD|Johnson City, TN | Current employment |
| C••••••••• W••••• M••••••••• G•••• | n/a | Nov 29, 2005 | Sep 10, 2012 | no | HAGERSTOWN, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | C••• L•• | Mar 27, 2013 | Jul 30, 2012 | -240 | Firm change after gap | Other |
| C••••••••• W••••• M••••••••• G•••• | C••• L•• | Sep 10, 2012 | Jul 30, 2012 |
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 8, 2003 | Mar 27, 2013 | no | HAGERSTOWN, MD|HAGERSTOWN, MD | Previous registration |
| S•••• W••••• M••••••••• L•• | Bd affiliated wealth | Jan 22, 2003 | Dec 16, 2003 | no | HAGERSTOWN, MD | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Aug 30, 2001 | Jan 29, 2003 | no | HAGERSTOWN, MD | Previous registration |
| Firm change after gap |
| Other |
| S•••• W••••• M••••••••• L•• | L•• F•••••••• L•• | Dec 16, 2003 | Dec 8, 2003 | -8 | Firm change | Other |
| O•••• F•• I••• | S•••• W••••• M••••••••• L•• | Jan 29, 2003 | Jan 22, 2003 | -7 | Firm change | Other |