DFX Intelligence

M••••• B•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

M••••• B•••• M••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | Larkspur, CA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Jan 14, 2026	n/a	yes	NEWPORT BEACH, CA\|Larkspur, CA	Current employment
L••••• G•••••• W••••• M••••••••• L••	Former SEC adviser	Jan 21, 2014	Feb 26, 2026	no	LARKSPUR, CA\|PARIS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• G•••••• W••••• M••••••••• L••	B••••• P••••• A•••••••• L••	Feb 26, 2026	Jan 14, 2026	-43	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
107611:119290:--:2026-02-26	Feb 26, 2026	Jan 14, 2026	Paris	Firm change after gap

Relationships

Registered with (2)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ L••••• G•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 21, 2014 to Feb 26, 2026factForm ADV

Dated events

Order

Occurred
26 Feb 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 21, 2014
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.