DFX Intelligence

S•••••• C•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

S•••••• C•••••• S•••••••

Advisor at J••• M••••• S••••••••• L••

Columbus, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 6:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 11, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jun 17, 2026	n/a	yes	Columbus, OH	Current employment
T••••• C•••• W••••• M•••••••••	State registered	Jul 28, 2025	Jan 13, 2026	no	LEXINGTON, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• C•••• W••••• M•••••••••	J••• M••••• S••••••••• L••	Jan 13, 2026	Jun 17, 2026	155	Firm change	Other
L•• F•••••••• L••	T••••• C•••• W••••• M•••••••••	Jul 21, 2025	Jul 28, 2025

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jun 17, 2026 to presentfactForm ADV
→ T••••• C•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 28, 2025 to Jan 13, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 11, 2022 to Jul 21, 2025factForm ADV

Dated events

Order

Occurred
13 Jan 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
21 Jul 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 11, 2022
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.