DFX Intelligence

E••• A••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

E••• A••••• S•••••

Advisor at SPC

Zeeland, MI | ANN ARBOR, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 20, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 19, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••	Bd affiliated wealth	Jan 12, 2026	n/a	yes	ANN ARBOR, MI\|Zeeland, MI	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Apr 26, 2011	Jul 20, 2012	no	HOLLAND, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	S••	Jul 20, 2012	Jan 12, 2026	4,924	Firm change after gap	Other
F•••• T•••• S••••••••• I•••	S••••••••• A•••••• A•••••••• I•••	Feb 18, 2011	Apr 26, 2011

Relationships

Registered with (3)

→ S••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 26, 2011 to Jul 20, 2012factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 20, 2007 to Feb 18, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 20, 2007
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.