DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 1, 2019 | n/a | yes | BIRMINGHAM, AL | Current employment |
| N••• F•••••••• G••••• I••• | Former SEC adviser | Nov 28, 2011 | May 1, 2019 | no | HOUSTON, TX|Hoover, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••• F•••••••• G••••• I••• | L•• F•••••••• L•• | May 1, 2019 | May 1, 2019 | 0 | Firm change | RIA to RIA |
| S••••••••• A•••••• A•••••••• I••• | N••• F•••••••• G••••• I••• | Nov 28, 2011 | Nov 28, 2011 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 46214:6413:AL:2019-05-01 | May 1, 2019 | May 1, 2019 | HOOVER, AL | Firm change |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Oct 18, 2010 | Nov 28, 2011 | no | BIRMINGHAM, AL | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | May 19, 2005 | Oct 25, 2010 | no | BIRMINGHAM, AL|BIRMINGHAM, AL|LAKELAND, FL | Previous registration |
| 0 |
| Firm change |
| Other |
| L•• F•••••••• L•• | S••••••••• A•••••• A•••••••• I••• | Oct 25, 2010 | Oct 18, 2010 | -7 | Firm change | Other |