DFX Intelligence

J••• P•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

J••• P•••••• B••••

Advisor at I••••••••• W••••• C••••••• L••

SAN DIEGO, CA | CARY, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 8, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Feb 3, 2023	n/a	yes	CARY, NC\|SAN DIEGO, CA	Current employment
L••••• W••••• A•••••••• I•••	Former SEC adviser	Jan 13, 2021	Feb 21, 2023	no	Cary, NC\|SOLANA BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• W••••• A•••••••• I•••	I••••••••• W••••• C••••••• L••	Feb 21, 2023	Feb 3, 2023	-18	Firm change	RIA to RIA
A••• W••••• M•••••••••	L••••• W••••• A•••••••• I•••	Apr 15, 2019	Sep 26, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
157139:284656:CA:2023-02-21	Feb 21, 2023	Feb 3, 2023	SOLANA BEACH, CA	Firm change
141253:288450:CA:2017-12-31	Dec 31, 2017	Sep 22, 2017	CARLSBAD, CA	Firm change after gap

Relationships

Registered with (5)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Feb 3, 2023 to presentfactForm ADV
→ L••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 13, 2021 to Feb 21, 2023factForm ADV
→ A••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 22, 2017 to Apr 15, 2019factForm ADV
→ C•••••• W••••• M•••••••••

Dated events

Order

Occurred
21 Feb 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 8, 2001
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.