DFX Intelligence
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Reading the graph
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Advisor at M••••• S••••••
Hunt Valley, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Apr 3, 2017 | n/a | yes | Hunt Valley, MD | Current employment |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Sep 13, 2016 | Apr 6, 2017 | no | TIMONIUM, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••• A••••••• S•••••••• I••• | M••••• S•••••• | Apr 6, 2017 | Apr 3, 2017 | -3 | Firm change | Other |
| S••••••• I••••••••• S•••••••• I••• | T••••• A••••••• S•••••••• I••• | Dec 31, 2016 | Sep 13, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283390:149777:MD:2017-04-06 | Apr 6, 2017 | Apr 3, 2017 | TIMONIUM, MD | Firm change |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Dec 12, 2014 | Dec 31, 2016 | no | TIMONIUM, MD|ROCKVILLE, MD | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 2, 2004 | Dec 18, 2014 | no | HUNT VALLEY, MD|TAMPA, FL|BALTIMORE, MD|COLUMBIA, MD | Previous registration |
| -109 |
| Bulk transfer |
| Other |
| W•••• F•••• A••••••• | S••••••• I••••••••• S•••••••• I••• | Dec 18, 2014 | Dec 12, 2014 | -6 | Firm change | Other |