J•••••• S•••••

Advisor at L••••• F•••••••• G••••• L••

SAINT LOUIS, MO | ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 14, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 3, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• F•••••••• G••••• L••	Bd affiliated wealth	Feb 11, 2025	n/a	yes	ST. LOUIS, MO\|SAINT LOUIS, MO	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	May 2, 2023	Feb 19, 2025	no	ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	L••••• F•••••••• G••••• L••	Feb 19, 2025	Feb 11, 2025	-8	Firm change	Ibd to ibd
L••••• F•••••••• G••••• L••	S•••••• N••••••• • C••••••• I•••••••••	May 1, 2023	May 2, 2023

Relationships

Registered with (2)

→ L••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Mar 14, 2019 to May 1, 2023factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
May 2, 2023 to Feb 19, 2025factForm ADV

Dated events

Order

Occurred
19 Feb 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
1 May 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 14, 2019
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.