DFX Intelligence

B•••••• B•••• C••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

B•••••• B•••• C••

Advisor at L•• F•••••••• L••

GIG HARBOR, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 5, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 2, 2025	n/a	yes	GIG HARBOR, WA	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	May 13, 2013	May 13, 2025	no	FRESNO, CA\|Gig Harbor, WA\|SAN DIEGO, CA\|Gig Harbor, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	L•• F•••••••• L••	May 13, 2025	May 2, 2025	-11	Bulk transfer	Ibd to ibd
W••••• S••••• S••••••••• I•••	S•• I••••••••• A•••••••• I•••	May 16, 2013	May 13, 2013

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 2, 2025 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 13, 2013 to May 13, 2025factForm ADV
→ W••••• S••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 10, 2004 to May 16, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 10, 2004
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.