DFX Intelligence

D•••• Y••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst19 years in industry

D•••• Y••• C••••

Advisor at O•••••• W••••• G•••• I•••

BREA, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• W••••• G•••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 20, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• W••••• G•••• I•••	State registered	Apr 10, 2025	n/a	yes	BREA, CA	Current employment
S•••••• W••••• A•••••••• L••	n/a	Feb 22, 2017	Jun 24, 2022	no	EL SEGUNDO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• W••••• A•••••••• L••	O•••••• W••••• G•••• I•••	Jun 24, 2022	Apr 10, 2025	1,021	Firm change after gap	Other
P••• A••••• S••••••••• L••	S•••••• W••••• A•••••••• L••	Apr 26, 2013	Feb 22, 2017

Relationships

Registered with (4)

→ O•••••• W••••• G•••• I•••Registered adviserregistration: current employment
Apr 10, 2025 to presentfactForm ADV
→ S•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 22, 2017 to Jun 24, 2022factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 26, 2008 to Apr 26, 2013factForm ADV
→ C•••• W••••• M••••••••• I•••Registered adviserregistration: previous registration

Dated events

Order

Occurred
24 Jun 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 28, 2007
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.