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CRD 113926
RED BANK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••••• C•••••• | n/a | RED BANK, NJ | 0 | 35 | n/a | no |
| A••••• R•••• B••••••• | n/a | RED BANK, NJ | 0 | 20 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| H••••• F•••• C•••••• P••••••• L••• | Hedge Fund | $15.2M | Apr 8, 2026 | 8 | Jan 6, 2012 | reported | 021-91692 |
| H•••••• L••• F••••• P••••••• L• | Hedge Fund | $7.3M | Apr 8, 2026 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••••• A•••••• R•••• | CHAIRMAN, DIRECTOR | C | yes | 01/2013 | Sep 29, 2017 | Mar 28, 2024 |
| B•••••••• A•••••• R•••• | Chairman | Na | yes | 09/2017 | Sep 29, 2017 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| F•••• M••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| N••••••• G••••• M••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| P•••••••• | Nj | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $435M | $373M | 16.7% | $267M | 17.7% | 10 | 9 | 1 | 1 |
| no |
| C••••• A•••• M••••••• | Certified Financial Planner | RED BANK, NJ | 0 | 13 | 2 | no |
| R••••••• H••• A• F••••••••• | n/a | RED BANK, NJ | 0 | 45 | 1 | no |
| 24 |
| Mar 28, 2024 |
| reported |
| 021-508762 |
| CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER |
| C |
| yes |
| 06/2001 |
| Jan 6, 2012 |
| Mar 28, 2024 |
| F••••••••• R•••••••• H••• A• | PRESIDENT, DIRECTOR | C | yes | 12/2006 | Sep 29, 2017 | Mar 28, 2024 |
| F••••••••• R•••••••• H••• A• | President | Na | yes | 09/2017 | Sep 29, 2017 | Mar 28, 2024 |
| P•••••••• C•••••• M••••••••• I•• | Member | D | yes | 09/2017 | Sep 29, 2017 | Mar 28, 2024 |
| Apr 8, 2026 |
| $435M |
| $430M |
| 10 |
| 6 |
| 1 |
| 2 |
| n/a |
| 2024 | Mar 18, 2025 | $373M | $368M | 9 | 6 | 1 | 2 | n/a |
| 2023 | Mar 28, 2024 | $305M | $300M | 6 | 6 | 1 | 2 | $14.7M |
| 2022 | Mar 21, 2023 | $267M | $263M | 5 | 5 | 1 | 1 | $7.5M |
| 2021 | Mar 25, 2022 | $378M | $373M | 4 | 4 | 1 | 1 | $10.0M |
| 2020 | Mar 25, 2021 | $317M | $313M | 5 | 5 | 2 | 1 | $7.4M |
| 2019 | Mar 27, 2020 | $247M | $243M | 6 | 5 | 2 | 1 | $5.7M |
| 2018 | Mar 29, 2019 | $193M | $190M | 7 | 6 | 2 | 1 | $3.9M |
| 2017 | Mar 30, 2018 | $258M | $255M | 9 | 6 | 2 | 1 | $5.3M |
| 2016 | Mar 22, 2017 | $167M | $166M | 3 | 3 | n/a | 1 | $4.0M |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Mar 24, 2016 | $163M | $162M | 3 | 3 | n/a | 1 | $3.6M |
| 2014 | Mar 27, 2015 | $182M | $180M | 3 | 3 | n/a | 1 | $4.6M |
| 2013 | Mar 31, 2014 | $210M | $208M | 5 | 4 | n/a | 1 | $5.8M |
| 2012 | Mar 27, 2013 | $181M | $173M | 6 | 5 | n/a | 1 | $4.9M |
| 2011 | Mar 30, 2012 | $134M | $134M | n/a | n/a | n/a | 1 | $4.5M |