DFX Intelligence

D•••• C••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D•••• C••• H•••••

Advisor at J••• M••••• S••••••••• L••

Cleveland, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Aug 8, 2019 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D•••• C••• H•••••

Private equity principal · same individual CRD

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Nov 18, 2025	n/a	yes	Cleveland, OH	Current employment
H••••• • C••• L••	Other adviser	Aug 26, 2020	Apr 9, 2025	no	Beachwood, OH\|WEST CONSHOHOCKEN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• • C••• L••	J••• M••••• S••••••••• L••	Apr 9, 2025	Nov 18, 2025	223	Firm change	Other
C• W••••• A••••••• L••	H••••• • C••• L••	Mar 23, 2020	Aug 26, 2020

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Nov 18, 2025 to presentfactForm ADV
→ H••••• • C••• L••Registered adviserregistration: previous registration
Aug 26, 2020 to Apr 9, 2025factForm ADV
→ C• W••••• A••••••• L••Registered adviserregistration: previous registration
Aug 8, 2019 to Mar 23, 2020factForm ADV

Dated events

Order

Occurred
9 Apr 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 8, 2019
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.