DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••• F•••••••• P•••••••
New Portland, ME | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••• F•••••••• P••••••• | Independent wealth | Aug 12, 2025 | n/a | yes | New Portland, ME|AUSTIN, TX | Current employment |
| T•• F•••••••• M••••••••• I•• | Independent wealth | Apr 8, 2019 | Aug 4, 2025 | no | BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• F•••••••• M••••••••• I•• | R••• F•••••••• P••••••• | Aug 4, 2025 | Aug 12, 2025 | 8 | Firm change | RIA to RIA |
| M•• I•••••••• S•••••••• L•• | T•• F•••••••• M••••••••• I•• | Mar 25, 2019 | Apr 8, 2019 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | Mar 25, 2019 | no | BOSTON, MA|NEEDHAM, MA | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Dec 22, 2015 | Mar 25, 2017 | no | BOSTON, MA | Previous registration |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Jul 15, 2009 | Nov 23, 2015 | no | BOSTON, MA | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Oct 18, 2007 | Mar 25, 2009 | no | NEW YORK, NY|NEWTON, MA | Previous registration |
| 14 |
| Firm change |
| Ibd to RIA |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| N••••••••• M••••• I••••••••• S••••••••• | M•• F•••••••• S•••••••• I••• | Nov 23, 2015 | Dec 22, 2015 | 29 | Firm change | Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | N••••••••• M••••• I••••••••• S••••••••• | Mar 25, 2009 | Jul 15, 2009 | 112 | Firm change | Other |