DFX Intelligence

B•••• T••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

B•••• T••••• S•••••

Advisor at W••••••• F••••••••

ELMHURST, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 12, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 12, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• F••••••••	Independent wealth	Nov 10, 2025	n/a	yes	ELMHURST, IL	Current employment
S•• F••••••••• L••	Independent wealth	Apr 17, 2024	Sep 23, 2025	no	BUFFALO GROVE, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• F••••••••• L••	W••••••• F••••••••	Sep 23, 2025	Nov 10, 2025	48	Firm change	RIA to RIA
B•••••••••	S•• F••••••••• L••	Mar 27, 2024	Apr 17, 2024

Relationships

Registered with (5)

→ W••••••• F••••••••Registered adviserregistration: current employment
Nov 10, 2025 to presentfactForm ADV
→ S•• F••••••••• L••Registered adviserregistration: previous registration
Apr 17, 2024 to Sep 23, 2025factForm ADV
→ B•••••••••Registered adviserregistration: previous registration
Dec 1, 2020 to Mar 27, 2024factForm ADV
→ A••••• A•• P••••••• S•••••••

Dated events

Order

Occurred
23 Sep 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
27 Mar 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 12, 2014
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.