DFX Intelligence

O•••••• G••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 10b 100b

O•••••• G••••• A•••• M••••••••• L••

CRD 287599

LONDON

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Search this name across graphs

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 20
On other graphs: 2
Observed: Mar 16, 2017 to Mar 26, 2026
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

O•••••• G••••• A•••• M••••••••• L••

Private equity manager · same CRD, same SEC file number

Private Creditidentity

O•••••• G••••• A•••• M••••••••• L••

Private credit manager · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $11B••• Locked
Discretionary RAUM: $9.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 60
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• H••••••• L•	Hedge Fund	$2.6B	Oct 30, 2018	42	Aug 10, 2017	dropped	021-290522
T•••• S•••••• O••••••••• D••	Hedge Fund	$2.4B	Mar 26, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• M•••• N••	President	Na	yes	12/2017	Mar 16, 2017	Jul 11, 2024
G••••••• H•••• F••••••	CHIEF OPERATING OFFICER	Na	yes	04/2023	May 5, 2023	Jul 11, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O•••• L•	n/a	Asset manager	$8.7B	N	yes	n/a
B•••• F••••• G•••••• P•••••• L•••	n/a	n/a	n/a	N	yes	n/a
C••••••••• G•••••• P•••••• L•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$11B	$9.9B	13.4%	$9.4B	6.4%	60	71	0	0

Relationships

Affiliated with (2)

← O•••• L•Registered adviserother investment adviser, bank, common control
factForm ADV
→ O•••• L•Registered adviserother investment adviser, bank, common control
factForm ADV

Advises (12)

→ L•••• O••••••••• M••••• I•••Private fundHedge Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ T•••• S•••••• O••••••••• D••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
26 Mar 2026
Private fund first reported2 events
O•••••• G••••• A•••• M••••••••• L••: private fund first reported, 2 counterparties, on 26 Mar 2026
$967M
- ••• Locked
- ••• Locked$967M
Occurred
26 Mar 2026
Ria principal change
••• Locked
Form ADV
Occurred
26 Mar 2026
Private fund no longer reported2 events
O•••••• G••••• A•••• M••••••••• L••: private fund no longer reported, 2 counterparties, on 26 Mar 2026
$189M to $2.0B
- ••• Locked$2.0B
- ••• Locked$189M
Occurred
26 Mar 2026
Private fund gav change
••• Locked
Form ADV
down $189M
Occurred
11 Jul 2024
Control person left
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 16, 2017
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 12 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O•••••• E••••••• L•••••• F••• I• I•••	Private Equity Fund	$0	Mar 26, 2026	0	Mar 26, 2026	reported	n/a
L•••• O••••••••• M••••• I•••	Hedge Fund	$0	Mar 27, 2020	0	Oct 30, 2018	dropped	n/a

All 17 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O••• U• H••••••• L••	Member	E	yes	09/2023	Oct 25, 2023	Jul 11, 2024
O•••••• G••••• C•••••• G•••• I•••	Member	E	yes	09/2023	Oct 25, 2023	Jul 11, 2024
O•••••• G••••• S••••••• L••••••	G•••••• PARTNER	E	yes	10/2008	Mar 16, 2017	Jul 11, 2024
W••••• A•••••• A•••	HEAD OF STRUCTURING	Na	yes	01/2013	Mar 16, 2017	Jul 11, 2024
Y••••• J•••• R•••••	CHIEF INVESTMENT OFFICER	Na	yes	03/2017	Mar 16, 2017	Jul 11, 2024
Y••••• J•••• R•••••	CLASS A MEMBER	C	yes	07/2023	Mar 16, 2017	Jul 11, 2024
Y••••• J•••• R•••••	Member	C	yes	07/2023	Mar 16, 2017	Jul 11, 2024

All 13 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O•••••• L••••• C••••• G• L•••	n/a	n/a	n/a	N	yes	n/a
O• T••••• O•• G• L••	n/a	n/a	n/a	N	yes	n/a
T•• G• L••••••	n/a	n/a	n/a	N	yes	n/a