O••••• G••••

Advisor at S••••• W••••• A•••••••• I•••

Irvine, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 27, 2007 to Sep 23, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Apr 25, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Sep 22, 2026	n/a	yes	Irvine, CA	Current employment
S••••• F••••••••• L••	Bd affiliated wealth	Jul 15, 2025	Aug 24, 2026	no	NEWPORT BEACH, CA\|LADERA RANCH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F••••••••• L••	S••••• W••••• A•••••••• I•••	Aug 24, 2026	Sep 22, 2026	29	Firm change	Other
C•••••• C•••••• P•••••••	S••••• F••••••••• L••	Sep 30, 2025	Jul 15, 2025

Relationships

Registered with (5)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 22, 2026 to presentfactForm ADV
→ S••••• F••••••••• L••Registered adviserregistration: previous registration
Jul 15, 2025 to Aug 24, 2026factForm ADV
→ C•••••• C•••••• P•••••••Registered adviserregistration: previous registration
Mar 31, 2014 to Sep 30, 2025factForm ADV
→ S••••• W••••• M•••••••••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
24 Aug 2026
Advisor changed firm
••• Locked
Form ADV

Show 1 bookkeeping event

Occurred
Sep 22, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 27, 2007
Last observed: Sep 23, 2026 27 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.