K••• L•• P•••••

Advisor at N•••••••• I••••••••• A••••••• L••

Scottsdale, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• I••••••••• A••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• I••••••••• A••••••• L••	No RAUM reported	May 14, 2026	n/a	yes	Scottsdale, AZ	Current employment
N•••••••• I••••••••• A••••••• L••	No RAUM reported	Apr 8, 2022	Sep 11, 2025	no	Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F•••••••• E••••••	N•••••••• I••••••••• A••••••• L••	Dec 23, 2020	Apr 8, 2022	471	Firm change after gap	RIA to new firm
N••••••••• M••••• I••••••••• S•••••••••	E•••••• F•••••••• E••••••	Jul 1, 2019	Sep 4, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
162453:2881:AZ:2018-06-07	Jun 7, 2018	Aug 16, 2018	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (4)

→ N•••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 8, 2022 to Sep 11, 2025factForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Sep 4, 2020 to Dec 23, 2020factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Aug 16, 2018 to Jul 1, 2019factForm ADV
→ L•••••••• P••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 21, 2015
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.