DFX Intelligence

A••• B•••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

A••• B•••••• T••••••

Advisor at S••••••• G•••• A•••• M••••••••• L••

LITTLE ROCK, AR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 21, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• G•••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• G•••• A•••• M••••••••• L••	Independent wealth	Oct 6, 2017	n/a	yes	LITTLE ROCK, AR	Current employment
S•••••••	Bd affiliated wealth	Jan 21, 1999	Oct 11, 2017	no	LITTLE ROCK, AR\|LITTLE ROCK, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••	S••••••• G•••• A•••• M••••••••• L••	Oct 11, 2017	Oct 6, 2017	-5	Firm change	Other

Relationships

Registered with (2)

→ S••••••• G•••• A•••• M••••••••• L••Registered adviserregistration: current employment
Oct 6, 2017 to presentfactForm ADV
→ S•••••••Registered adviserregistration: previous registration
Jan 21, 1999 to Oct 11, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 21, 1999
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.