DFX Intelligence

R•••••• T••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

R•••••• T••••• D•••

Advisor at L•••• A••••• • C•• L••

JERSEY CITY, NJ

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Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Jul 1, 2016 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• A••••• • C•• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Current registrations: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• A••••• • C•• L••	Asset manager	Sep 15, 2026	n/a	yes	JERSEY CITY, NJ	Current employment

Relationships

Registered with (1)

→ L•••• A••••• • C•• L••Registered adviserregistration: current employment
Sep 15, 2026 to presentfactForm ADV

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Only bookkeeping events name this entity; they are folded below.

Show 1 bookkeeping event

Occurred
Sep 15, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 1, 2016
Last observed: Sep 16, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.