DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
NEW LENOX, IL | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 23, 2025 | n/a | yes | CHICAGO, IL|NEW LENOX, IL | Current employment |
| W••••••• I••••••••• | Former SEC adviser | Feb 2, 2015 | Jan 23, 2025 | no | CHICAGO, IL|Western Springs, IL|Willowbrook, IL|NEW LENOX, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••• I••••••••• | L•• F•••••••• L•• | Jan 23, 2025 | Jan 23, 2025 | 0 | Bulk transfer | RIA to ibd |
| R•• C•••••• M••••••• L•• | W••••••• I••••••••• | Feb 9, 2015 | Feb 2, 2015 |
| R•• C•••••• M••••••• L•• | National bd RIA | Jan 11, 2008 | Feb 9, 2015 | no | Palos Heights, IL | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Dec 22, 2000 | Jan 15, 2008 | no | ORLAND PARK, IL|ORLAND PARK, IL | Previous registration |
| -7 |
| Firm change |
| Other |
| A• G• E•••••• • S•••• I••• | R•• C•••••• M••••••• L•• | Jan 15, 2008 | Jan 11, 2008 | -4 | Firm change | Other |