DFX Intelligence

C••••••••• D•••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

C••••••••• D•••••• B••••••••

Advisor at P•••••••• W••••• S••••••••• L••

ST. LOUIS, MO | Mount Pleasant, SC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 23, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 2, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• W••••• S••••••••• L••	Independent wealth	May 15, 2025	n/a	yes	ST. LOUIS, MO\|Mount Pleasant, SC	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Nov 1, 2017	Nov 13, 2017	no	MODESTO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• C•••••• F•••••••• A•••••••	P•••••••• W••••• S••••••••• L••	May 20, 2025	May 15, 2025	-5	Firm change	RIA to RIA
C••••• A•••••• N••••••• L••	P•••••••• W••••• S••••••••• L••	Nov 13, 2017	May 15, 2025

Relationships

Registered with (5)

→ P•••••••• W••••• S••••••••• L••Registered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jan 6, 2006 to May 20, 2025factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Nov 1, 2017 to Nov 13, 2017factForm ADV
→ G••••• S••••••••• I•••

Dated events

Order

Occurred
20 May 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 23, 2002
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.