DFX Intelligence

2• C•••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

2• C•••••• P••••••• L•

CRD 334821

NEW YORK, NY

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Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 11, 2025 to Sep 4, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $180M••• Locked
Discretionary RAUM: $130M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
2• S••••• C••••• M••••• F•••• L•	Hedge Fund	$130M	Sep 4, 2026	15	Sep 4, 2026	reported	021-543101

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• O••••• K•••••	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	04/2024	Sep 4, 2026	Sep 4, 2026
D•••• V•••••• V•	CHIEF INVESTMENT OFFICER AND LIMITED PARTNER	E	yes	04/2024	Sep 4, 2026	Sep 4, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$180M	$0	n/a	n/a	n/a	5	5	0	0

Relationships

Advises (1)

→ 2• S••••• C••••• M••••• F•••• L•Private fundHedge Fund, IA
Sep 4, 2026 to presentfactForm ADV

Controls (2)

← A•••••••• O••••• K•••••OwnerCHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 4, 2026 to presentfactForm ADV
← D•••• V•••••• V•OwnerCHIEF INVESTMENT OFFICER AND LIMITED PARTNER, ownership code E, individual
Sep 4, 2026 to presentfactForm ADV

Dated events

Order

Occurred
4 Sep 2026
Private fund first reported
••• Locked
Form ADV
$130M
Occurred
11 Mar 2025
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 11, 2025
Last observed: Sep 4, 2026 20 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.