DFX Intelligence

A•• M••••••••• S••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserState registeredState registeredRAUM 100m 1b

A•• M••••••••• S••••••••• I••

CRD 118829

WHITEHALL, PA

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Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2026 to Mar 13, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $125M••• Locked
Discretionary RAUM: $125M
Private client RAUM: $125Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K••• C••• N••••••	n/a	WHITEHALL, PA	23	43	n/a	no
M•••••• P•••• B••••	n/a	WHITEHALL, PA	8	34

Relationships

Registered with (3)

← M•••••• P•••• B••••Advisorregistration: current employment
Jul 20, 2018 to presentfactForm ADV
← K••• C••• N••••••Advisorregistration: current employment
Oct 28, 2002 to presentfactForm ADV
← M••• A•••••• C••••••Advisorregistration: previous registration
Sep 6, 2012 to Aug 29, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 13, 2026
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.