DFX Intelligence

J••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst13 years in industry

J••••• F•••••

Advisor at L•••

Los Gatos, CA | LOS ANGELES, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 30, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Sep 25, 2024	n/a	yes	Los Gatos, CA\|LOS ANGELES, CA	Current employment
P••••••• A••••••• L••	Former SEC adviser	Nov 28, 2023	Aug 1, 2024	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A••••••• L••	L•••	Aug 1, 2024	Sep 25, 2024	55	Firm change	RIA to RIA
M••••• S••••••	P••••••• A••••••• L••	Oct 20, 2023	Nov 28, 2023

Relationships

Registered with (5)

→ L•••Registered adviserregistration: current employment
Sep 25, 2024 to presentfactForm ADV
→ P••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 28, 2023 to Aug 1, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 12, 2020 to Oct 20, 2023factForm ADV
→ A••••••••• I•••

Dated events

Order

Occurred
1 Aug 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
20 Oct 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 30, 2014
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.