DFX Intelligence

N••• J•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

N••• J•••• H••••••

Advisor at C••••••• F•••••••• S•••••• C•••••••••

CENTENNIAL, CO | FORSYTH, MT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 27, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• F•••••••• S•••••• C•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jul 27, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• F•••••••• S•••••• C•••••••••	Former SEC adviser	Feb 21, 2017	n/a	yes	CENTENNIAL, CO\|FORSYTH, MT	Current employment
R••• S••••••••• I•••	n/a	Apr 14, 2004	May 21, 2009	no	FORSYTH, MT\|FORSYTH, MT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••• S••••••••• I•••	C••••••• F•••••••• S•••••• C•••••••••	May 21, 2009	Feb 21, 2017	2,833	Firm change after gap	Other
P•••• S••••••••• L••	R••• S••••••••• I•••	Jan 13, 2004	Apr 14, 2004

Relationships

Registered with (3)

→ C••••••• F•••••••• S•••••• C•••••••••Registered adviserregistration: current employment
Feb 21, 2017 to presentfactForm ADV
→ R••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 14, 2004 to May 21, 2009factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jul 27, 1999 to Jan 13, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 27, 1999
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.