DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Chelmsford, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Sep 22, 2026 | n/a | yes | Chelmsford, MA | Current employment |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Feb 29, 2024 | Sep 22, 2026 | no | WAKEFIELD, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Sep 22, 2026 | Sep 22, 2026 | 0 | Firm change | Ibd to ibd |
| H•••••••• A•••••••• L•• | M•• I•••••••• S•••••••• L•• | Mar 7, 2024 | Feb 29, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141306:145323:MA:2023-11-02 | Nov 2, 2023 | Aug 1, 2023 | NORTH ANDOVER, MA | Firm change after gap |
| H•••••••• A•••••••• L•• | Bd affiliated wealth | Aug 1, 2023 | Mar 7, 2024 | no | CHICAGO, IL|North Andover, MA | Previous registration |
| B••••• H••• A•••••••• L•• | Former SEC adviser | Jun 28, 2022 | Nov 2, 2023 | no | NORTH ANDOVER, MA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | May 14, 2021 | Jun 29, 2022 | no | NASHUA, NH|SAN DIEGO, CA | Previous registration |
| C••• F•••••••• S•••••••• L••• | Former SEC adviser | Mar 2, 2021 | Apr 22, 2021 | no | FITCHBURG, MA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 2, 2019 | Mar 12, 2021 | no | CHELMSFORD, MA|TYNGSBORO, MA|WESTMINSTER, MA | Previous registration |
| C••••••••• F•••••••• N•••••• | National bd RIA | Jan 23, 2019 | Jun 12, 2019 | no | Southborough, MA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 22, 2016 | Dec 13, 2018 | no | MARLBOROUGH, MA|CHELMSFORD, MA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Nov 8, 2013 | Nov 2, 2015 | no | MERRIMACK, NH | Previous registration |
| -7 |
| Firm change |
| Ibd to ibd |
| B••••• H••• A•••••••• L•• | H•••••••• A•••••••• L•• | Nov 2, 2023 | Aug 1, 2023 | -93 | Firm change after gap | RIA to ibd |
| L•• F•••••••• L•• | B••••• H••• A•••••••• L•• | Jun 29, 2022 | Jun 28, 2022 | -1 | Firm change | RIA to RIA |
| C••• F•••••••• S•••••••• L••• | L•• F•••••••• L•• | Apr 22, 2021 | May 14, 2021 | 22 | Firm change | Ibd to ibd |
| L•• F•••••••• L•• | C••• F•••••••• S•••••••• L••• | Mar 12, 2021 | Mar 2, 2021 | -10 | Firm change | Ibd to ibd |
| C••••••••• F•••••••• N•••••• | L•• F•••••••• L•• | Jun 12, 2019 | Jul 2, 2019 | 20 | Firm change | Ibd to RIA |
| L•• F•••••••• L•• | C••••••••• F•••••••• N•••••• | Dec 13, 2018 | Jan 23, 2019 | 41 | Firm change | RIA to ibd |
| S•••••••• A••••••• L•• | L•• F•••••••• L•• | Nov 2, 2015 | Aug 22, 2016 | 294 | Firm change | Other |