N••• T••••• M••

Advisor at B••••••• F• E•••••• • C••••••• I•••••••••

ST. LOUIS, MO | Chehalis, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 12, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• F• E•••••• • C••••••• I•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• F• E•••••• • C••••••• I•••••••••	Bd affiliated wealth	Jul 6, 2026	n/a	yes	Chehalis, WA\|ST. LOUIS, MO\|ST. LOUIS, MO	Current employment
S••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Dec 12, 2024	Jul 10, 2026	no	CHEHALIS, WA\|ST. LOUIS, MO\|ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• I••••••••• A•••••••• L••	B••••••• F• E•••••• • C••••••• I•••••••••	Jul 10, 2026	Jul 6, 2026	-4	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
28218:146936:MO:2026-07-10	Jul 10, 2026	Jul 6, 2026	ST LOUIS, MO	Firm change

Relationships

Registered with (2)

→ B••••••• F• E•••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Jul 6, 2026 to presentfactForm ADV
→ S••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 12, 2024 to Jul 10, 2026factForm ADV

Dated events

Order

Occurred
10 Jul 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 12, 2024
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.