DFX Intelligence

S•••••• J•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

S•••••• J•••• S••••••••

Advisor at P•••••• W••••• M••••••••• L••

WALNUT CREEK, CA | SAN FRANCISCO, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 22, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• M••••••••• L••	Independent wealth	Apr 22, 2022	n/a	yes	SAN FRANCISCO, CA\|WALNUT CREEK, CA	Current employment
F••••• I•••••••••	Independent wealth	Jul 22, 2008	Apr 22, 2022	no	SAN MATEO, CA\|PLANO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	P•••••• W••••• M••••••••• L••	Apr 22, 2022	Apr 22, 2022	0	Firm change	RIA to RIA

Relationships

Registered with (2)

→ P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 22, 2022 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Jul 22, 2008 to Apr 22, 2022factForm ADV

Dated events

Order

Occurred
22 Apr 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 22, 2008
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.