DFX Intelligence

W•••••••• G••••• A•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserState registeredState registeredRAUM under $100M

W•••••••• G••••• A•••• M•••••••••

CRD 151309

BELLEVUE, WA

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Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2026 to Mar 23, 2026
1 observation

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $73.1M••• Locked
Discretionary RAUM: $73.1M
Private client RAUM: $73.1Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••• D• D•••••	n/a	BELLEVUE, WA	15	21	4	no
K•••• M• C••••••••	Certified Financial Planner\|Chartered Financial Analyst	AUSTIN, TX \| BELLEVUE, WA \| Scottsdale, AZ	5	20

Relationships

Registered with (3)

← L••••• J•••••••Advisorregistration: current employment
Feb 14, 2025 to presentfactForm ADV
← K•••• M• C••••••••Advisorregistration: current employment
Nov 2, 2020 to presentfactForm ADV
← A••• D• D•••••Advisorregistration: current employment
Apr 1, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 23, 2026
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.