D•••• L••

Advisor at J••• M••••• S••••••••• L••

Columbus, OH | CUPERTINO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 25, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Oct 1, 2012	n/a	yes	CUPERTINO, CA\|Columbus, OH	Current employment
C•••• I••••••••• S••••••• C••••	Former SEC adviser	Sep 17, 2009	Oct 1, 2012	no	BURBANK, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|NORTH HOLLYWOOD, CA\|TUJUNGA, CA\|GLENDALE, CA\|GLENDALE, CA\|MONROVIA, CA\|LOS ANGELES, CA\|BURBANK, CA\|LOS ANGELES, CA\|NORTH HOLLYWOOD, CA\|TUJUNGA, CA\|BURBANK, CA\|BURBANK, CA\|GLENDALE, CA\|MONROVIA, CA\|LOS ANGELES, CA\|MONTEBELLO, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|SOUTH PASADENA, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|BALDWIN PARK, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|ALHAMBRA, CA\|MONROVIA, CA\|MONTEREY PARK, CA\|PASADENA, CA\|PASADENA, CA\|ARCADIA, CA\|SAN GABRIEL, CA\|MONROVIA, CA\|ARCADIA, CA\|LOS ANGELES, CA\|EL MONTE, CA\|ALHAMBRA, CA\|DUARTE, CA\|SIERRA MADRE, CA\|ALHAMBRA, CA\|PASADENA, CA\|TEMPLE CITY, CA\|ALTADENA, CA\|SAN MARINO, CA\|TEMPLE CITY, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|EL MONTE, CA\|EL MONTE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• I••••••••• S••••••• C••••	J••• M••••• S••••••••• L••	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
W•••• F•••• A•••••••	C•••• I••••••••• S••••••• C••••	Sep 14, 2009	Sep 17, 2009

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Sep 17, 2009 to Oct 1, 2012factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 19, 2007 to Sep 14, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 19, 2007
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.