DFX Intelligence

L••• L•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

L••• L•••• B••••••

Advisor at P•• W••••• M•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Aug 8, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Mar 26, 2026	n/a	yes	ARLINGTON, TX\|FT. WORTH, TX\|FORT WORTH, TX	Current employment
C•••••• A••••••• S•••••••• L••	Independent wealth	Feb 2, 2024	Mar 4, 2026	no	Belmont, NC\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A••••••• S•••••••• L••	P•• W••••• M•••••••••	Mar 4, 2026	Mar 26, 2026	22	Firm change	RIA to ibd
B••••• C•••• A•••••••• L••	C•••••• A••••••• S•••••••• L••	Dec 8, 2023	Feb 2, 2024

Relationships

Registered with (6)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Mar 26, 2026 to presentfactForm ADV
→ C•••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 2, 2024 to Mar 4, 2026factForm ADV
→ B••••• C•••• A•••••••• L••Registered adviserregistration: previous registration
Nov 15, 2023 to Dec 8, 2023factForm ADV
→ H••••• C•••••• M••••••••• L••Registered adviser

Dated events

Order

Occurred
4 Mar 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
8 Dec 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
19 Sep 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 8, 2018
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.