DFX Intelligence

K•••••• F••••• • C•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

K•••••• F••••• • C•

K•••••• F••••• • C•., INC., CRD 109352

ARDEN, NC

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Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 19, 2012 to Mar 24, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $207M••• Locked
Discretionary RAUM: $207M
Private client RAUM: $207Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $103Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• G•••• Z••••••••	Certified Financial Planner	ATLANTA, GA	29	25	n/a	no
K•••••• F••• D•••••	Certified Financial Planner	ARDEN, NC	18	26

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• K••••••• F•••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2017	Apr 3, 2017	Feb 20, 2024
F•••••• K••••••• B••••	President	Na	yes	01/1987	Mar 19, 2012	Feb 20, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
PALM BEACH GARDENS	FL	United States	1	no
Atlanta	Ga	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$207M	$185M	11.8%	$153M	10.5%	3	3	2	2

Relationships

Registered with (4)

← K•••••• F••• D•••••Advisorregistration: current employment
Feb 4, 2008 to presentfactForm ADV
← R••••• G•••• Z••••••••Advisorregistration: current employment
Dec 2, 1996 to presentfactForm ADV
← D•••• S• H•••••Advisorregistration: previous registration
Oct 20, 2004 to Jan 18, 2007factForm ADV
← G••• J••• M•••••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
24 Mar 2026
Ria principal change
••• Locked
Form ADV

Show 1 bookkeeping event

Occurred
Mar 24, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 19, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 10, 2016	$123M	$123M	4	3	n/a	n/a	n/a
2014	Feb 23, 2015	$125M	$125M	4	3	n/a	n/a	n/a
2013	Mar 19, 2014	$118M	$118M	4	3	n/a	n/a	n/a
2012	Mar 12, 2013	$108M	$108M	4	3	n/a	n/a	n/a
2011	Mar 19, 2012	$95.7M	$95.6M	n/a	n/a	n/a	n/a	n/a