DFX Intelligence

W•••••• W• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

W•••••• W• P•••••

Advisor at F••••••••• I••••••••• A••••••• L••

Middleton, CT | PHOENIX, AZ

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Search this name across graphsid dfx:ria:bb8ca56a-1184-9275-e6e4-9bb5d2a14d1a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 2, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 28, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• I••••••••• A••••••• L••	Independent wealth	Nov 14, 2025	n/a	yes	Middleton, CT\|PHOENIX, AZ	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Mar 20, 2025	Nov 7, 2025	no	HARTFORD, CT\|SHELTON, CT\|GLASTONBURY, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	F••••••••• I••••••••• A••••••• L••	Nov 7, 2025	Nov 14, 2025	7	Firm change	Ibd to RIA
S••••••• P•••••••	L•• E••••••••• L••	Dec 9, 2024	Mar 20, 2025

Relationships

Registered with (3)

→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Nov 14, 2025 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Mar 20, 2025 to Nov 7, 2025factForm ADV
→ S••••••• P•••••••Registered adviserregistration: previous registration
Nov 2, 2018 to Dec 9, 2024factForm ADV

Dated events

Occurred
Nov 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb8ca56a-1184-9275-e6e4-9bb5d2a14d1a
First observed: Nov 2, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.