DFX Intelligence

M••• P••••• P•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

M••• P••••• P•••••• G•••••

Advisor at S••••••••• W••••• P•••••••

FRANKLIN, TN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 10, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W••••• P•••••••	Independent wealth	Dec 2, 2021	n/a	yes	FRANKLIN, TN	Current employment
W•••••• A•••••••• L••	Independent wealth	May 10, 2021	Nov 11, 2021	no	BIRMINGHAM, AL\|Birmingham, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• A•••••••• L••	S••••••••• W••••• P•••••••	Nov 11, 2021	Dec 2, 2021	21	Firm change	RIA to RIA

Relationships

Registered with (2)

→ S••••••••• W••••• P•••••••Registered adviserregistration: current employment
Dec 2, 2021 to presentfactForm ADV
→ W•••••• A•••••••• L••Registered adviserregistration: previous registration
May 10, 2021 to Nov 11, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 10, 2021
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.