DFX Intelligence

W••••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

W••••••• A•••• M••••••••• L••

CRD 174408

LITTLE ROCK, AR

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Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 10
On other graphs: 0
Observed: Aug 12, 2016 to May 1, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $163M••• Locked
Discretionary RAUM: $163M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $54.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••• T••••• F•••	n/a	LITTLE ROCK, AR	11	40	n/a	no
J•••••• B•••• P•••••	n/a	LITTLE ROCK, AR	11	36

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••••• A•••• M••••• F•••• L•••	Hedge Fund	$151M	May 1, 2026	15	Aug 12, 2016	reported	021-261739
W••••••• A••••••• R••••• F•••• L•	Other Private Fund	$17.3M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••• J••• T•••••	SOLE MEMBER	E	yes	12/2013	Aug 12, 2016	May 6, 2024
F•••• S•••••• T•••••	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	Na	yes	11/2017	Nov 13, 2017	May 6, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W••••••• A••••••• R••••• G•• L••	n/a	n/a	n/a	Y	no	n/a
W••••••• A•••• G•• L•••	n/a	n/a	n/a	Y	no	n/a
W••••••• A••• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$163M	$209M	-22.0%	$119M	10.9%	12	9	0	0

Relationships

Advises (3)

→ W••••••• A••••••• R••••• F•••• L•Private fundOther Private Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ W••••••• A•••• M••••• F•••• L•••Private fundHedge Fund, IA
Aug 12, 2016 to presentfactForm ADV
→ W••••••• A••• F•••• L•Private fundOther Private Fund, IA
Mar 27, 2020 to presentfactForm ADV

Registered with (4)

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
1 May 2026
Ria private fund assets change
••• Locked
Form ADV
down $258M
Occurred
28 Mar 2025
Regulatory AUM changed
••• Locked
Form ADV
down $208M
Occurred
28 Mar 2024
Regulatory AUM changed
••• Locked
Form ADV
$297M
Occurred
28 Mar 2023
Regulatory AUM changed
••• Locked
Form ADV
down $275M
Occurred
31 Mar 2022
Regulatory AUM changed
••• Locked
Form ADV
$278M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 12, 2016
Last observed: May 1, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.