DFX Intelligence

J•••• L••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner26 years in industry

J•••• L••• B•••••

Advisor at G••••• M••••••• A•••••••• I•••

Charlotte, NC | BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 13, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• M••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• M••••••• A•••••••• I•••	Independent wealth	Feb 5, 2026	n/a	yes	BETHESDA, MD\|Charlotte, NC	Current employment
V••••••• A•••••••• I•••	Bd affiliated wealth	Oct 2, 2019	Aug 9, 2022	no	CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A•••••••• I•••	G••••• M••••••• A•••••••• I•••	Aug 9, 2022	Feb 5, 2026	1,276	Firm change after gap	Ibd to RIA
W•••• F•••• A•••••••	V••••••• A•••••••• I•••	Apr 18, 2011	Oct 2, 2019

Relationships

Registered with (4)

→ G••••• M••••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 5, 2026 to presentfactForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 2, 2019 to Aug 9, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 16, 2009 to Apr 18, 2011factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Order

Occurred
9 Aug 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 13, 2006
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.