DFX Intelligence

V•••••• P••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

V•••••• P••• S••••

Advisor at K••••• A••••••• S•••••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 12, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 2, 2020	n/a	yes	URBANDALE, IA\|Clive, IA\|Perry, IA\|AUSTIN, TX	Current employment
B•• P•••••••• I•••	Bd affiliated wealth	Sep 22, 2016	Sep 30, 2020	no	Perry, IA\|CEDAR RAPIDS, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• P•••••••• I•••	K••••• A••••••• S•••••••• L••	Sep 30, 2020	Oct 2, 2020	2	Firm change	Ibd to ibd
B•••••••• L••	B•• P•••••••• I•••	Aug 26, 2016	Sep 22, 2016

Relationships

Registered with (7)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 2, 2020 to presentfactForm ADV
→ B•• P•••••••• I•••Registered adviserregistration: previous registration
Sep 22, 2016 to Sep 30, 2020factForm ADV
→ B•••••••• L••Registered adviserregistration: previous registration
Jan 22, 2016 to Aug 26, 2016factForm ADV
→ S••••••••• R••••••• M••••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 1, 1999
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.