DFX Intelligence

S••• K•••••••• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

S••• K•••••••• K••••••••

Advisor at M•• S••••••••• L••

St. Louis, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 16, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• S••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• S••••••••• L••	No RAUM reported	Mar 13, 2026	n/a	yes	St. Louis, MO\|St. Louis, MO	Current employment
E••••• J••••	National bd RIA	Sep 16, 2020	Feb 16, 2026	no	ST. LOUIS, MO\|Saint Louis, MO\|St Peters, MO\|ST LOUIS, MO\|ST LOUIS, MO\|St. Louis, MO\|ST LOUIS, MO\|Saint Louis, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	M•• S••••••••• L••	Feb 16, 2026	Mar 13, 2026	25	Firm change	Other

Relationships

Registered with (2)

→ M•• S••••••••• L••Registered adviserregistration: current employment
Mar 13, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 16, 2020 to Feb 16, 2026factForm ADV

Dated events

Order

Occurred
16 Feb 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 16, 2020
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.