DFX Intelligence
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Reading the graph
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Advisor at R•••••• A•••• M••••••••• I•••
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• A•••• M••••••••• I••• | Other adviser | Feb 14, 2012 | n/a | yes | NEW YORK, NY | Current employment |
| S•• J••• C•••••• P•••••••• L•• | n/a | Jun 10, 2008 | Dec 8, 2017 | no | SAN J•••, PR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• J••• C•••••• P•••••••• L•• | R•••••• A•••• M••••••••• I••• | Dec 8, 2017 | Feb 14, 2012 | -2,124 | Firm change after gap | Other |
| R•••••• A•••• M••••••••• I••• | S•• J••• C•••••• P•••••••• L•• | Dec 31, 2010 | Jun 10, 2008 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 138997:110637:PR:2017-12-08 | Dec 8, 2017 | Feb 14, 2012 | SAN J•••, PR | Firm change after gap |
| R•••••• A•••• M••••••••• I••• | Other adviser | Nov 18, 2004 | Dec 31, 2010 | no | NEW YORK, NY | Previous registration |
| -934 |
| Firm change after gap |
| Other |