E•••• V•• E•

Advisor at C•••••••• G••••• M•••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	May 29, 2007	n/a	yes	Fountain Valley, CA\|La Jolla, CA\|La Jolla, CA\|Carlsbad, CA	Current employment
C••••••• I••••••••• S•••••••	n/a	Sep 12, 2003	May 29, 2007	no	LO JOLLA, CA\|LA JOLLA, CA

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• I••••••••• S•••••••	C•••••••• G••••• M•••••• I•••	May 29, 2007	May 29, 2007	0	Bulk transfer	Other
M••••• S•••••• D• I•••	C••••••• I••••••••• S•••••••	Aug 20, 2003	Sep 12, 2003

Relationships

Registered with (3)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
May 29, 2007 to presentfactForm ADV
→ C••••••• I••••••••• S•••••••Registered adviserregistration: previous registration
Sep 12, 2003 to May 29, 2007factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Nov 14, 2000 to Aug 20, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 14, 2000
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.