S••••••• L•••••

Advisor at W•••• F•••• A•••••••

SAN FRANCISCO, CA | CORTE MADERA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 24, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Oct 22, 2025	n/a	yes	SAN FRANCISCO, CA\|CORTE MADERA, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	May 28, 2024	Jul 13, 2024	no	San Francisco, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	W•••• F•••• A•••••••	Jul 17, 2024	Oct 22, 2025	462	Firm change after gap	Ibd to wirehouse
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Jul 13, 2024	Oct 22, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:19616:CA:2024-06-12	Jul 13, 2024	Oct 22, 2025	SAN FRANCISCO, CA	Firm change after gap

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Oct 22, 2025 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
May 24, 2013 to Jul 17, 2024factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
May 28, 2024 to Jul 13, 2024factForm ADV

Dated events

Order

Occurred
17 Jul 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
13 Jul 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 24, 2013
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.