DFX Intelligence

N••••••••• N••••• N•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

N••••••••• N••••• N•••••••••

Advisor at A•••••••• C•••••• L••

LA JOLLA, CA | Katy, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 29, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• L••	Independent wealth	May 5, 2025	n/a	yes	LA JOLLA, CA\|Katy, TX	Current employment
C••••• C••••••• L••	Former SEC adviser	Sep 29, 2022	May 15, 2025	no	LA JOLLA, CA\|Katy, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• C••••••• L••	A•••••••• C•••••• L••	May 15, 2025	May 5, 2025	-10	Firm change	RIA to RIA

Relationships

Registered with (2)

→ A•••••••• C•••••• L••Registered adviserregistration: current employment
May 5, 2025 to presentfactForm ADV
→ C••••• C••••••• L••Registered adviserregistration: previous registration
Sep 29, 2022 to May 15, 2025factForm ADV

Dated events

Order

Occurred
15 May 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 29, 2022
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.