DFX Intelligence

S• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

S• C•••••• L••

CRD 334301

NEW YORK, NY

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Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 8:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 5
On other graphs: 2
Observed: Dec 13, 2024 to Jun 30, 2026
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

S• C•••••• L••

Capital provider to sponsors · same CRD, same SEC file number

Private Equityidentity

S• C•••••• L••

Private equity manager · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $556M••• Locked
Discretionary RAUM: $556M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S• C•••••• F••• I••• L•••	Private Equity Fund	$438M	Jun 30, 2026	28	Jun 30, 2026	reported	n/a
S• C•••••• F••• I• L•••	Private Equity Fund	$91.5M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P••••••••• M••••••• A••••••	CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER	Na	yes	08/2024	Dec 13, 2024	Dec 13, 2024
S•••••••• M••••••• M•••••	FOUNDER, CHIEF EXECUTIVE OFFICER	E	yes	08/2024	Dec 13, 2024	Dec 13, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$556M	$556M	17	9	0	3	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$556M	n/a	n/a	n/a	n/a	17	n/a	0	n/a

Relationships

Advises (3)

→ S• C•••••• F••• I• H••••••• A• L•••Private fundPrivate Equity Fund, IA
Jun 30, 2026 to presentfactForm ADV
→ S• C•••••• F••• I••• L•••Private fundPrivate Equity Fund, IA
Jun 30, 2026 to presentfactForm ADV
→ S• C•••••• F••• I• L•••Private fundPrivate Equity Fund, IA
Jun 30, 2026 to presentfactForm ADV

Controls (2)

Dated events

Order

Occurred
30 Jun 2026
Private fund first reported3 events
Private fund first reported: 3 on 30 Jun 2026
$26.6M to $438M
- ••• Locked$438M
- ••• Locked$91.5M
- ••• Locked$26.6M
Occurred
31 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$430M
Occurred
13 Dec 2024
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 13, 2024
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.