DFX Intelligence

O••••• M••••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

O••••• M••••••• L••••

Advisor at C•••••• A••••••• S•••••••• I••

Miami, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 4:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 14, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• S•••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• S•••••••• I••	Independent wealth	Aug 16, 2019	n/a	yes	Miami, FL	Current employment
S• A•••••••• L••	Independent wealth	Oct 24, 2017	Mar 18, 2019	no	Miami, FL\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S• A•••••••• L••	C•••••• A••••••• S•••••••• I••	Mar 18, 2019	Aug 16, 2019	151	Firm change	Ibd to RIA
G• A• R••••• • C••••••	S• A•••••••• L••	Jun 16, 2017	Oct 24, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
17486:154680:FL:2017-06-16	Jun 16, 2017	Oct 24, 2017	PALMETTO BAY, FL	Firm change

Relationships

Registered with (8)

→ C•••••• A••••••• S•••••••• I••Registered adviserregistration: current employment
Aug 16, 2019 to presentfactForm ADV
→ S• A•••••••• L••Registered adviserregistration: previous registration
Oct 24, 2017 to Mar 18, 2019factForm ADV
→ G• A• R••••• • C••••••Registered adviserregistration: previous registration
Jul 13, 2016 to Jun 16, 2017factForm ADV
→ F•••••••• W••• G••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 14, 1999
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.