DFX Intelligence

N••• J•••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist24 years in industry

N••• J•••••• T••••••

Advisor at S•••• P•••• A•••••••• L••

BRIELLE, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• P•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 8, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• P•••• A•••••••• L••	Independent wealth	Feb 11, 2025	n/a	yes	BRIELLE, NJ	Current employment
C••••••• W••••• M••••••••• L••	n/a	Apr 1, 2015	Apr 25, 2023	no	ALLENDALE, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• W••••• M••••••••• L••	S•••• P•••• A•••••••• L••	Apr 25, 2023	Feb 11, 2025	658	Firm change after gap	Other
P••• A••••• S••••••••• L••	C••••••• W••••• M••••••••• L••	Dec 31, 2015	Apr 1, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
46173:157992:NJ:2015-12-31	Dec 31, 2015	Apr 1, 2015	P•••• PLEASANT, NJ	Firm change after gap

Relationships

Registered with (5)

→ S•••• P•••• A•••••••• L••Registered adviserregistration: current employment
Feb 11, 2025 to presentfactForm ADV
→ C••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 1, 2015 to Apr 25, 2023factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 6, 2015 to Dec 31, 2015factForm ADV
→ W••••••••• F••••• O•••••• I•••Registered adviserregistration: previous registration

Dated events

Order

Occurred
25 Apr 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 8, 2002
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.