DFX Intelligence

S••••• H••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

S••••• H••• B•••••

Advisor at A••••• W•••••

WEST HARTFORD, CT | Williamsburg, VA

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 15, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W•••••	Independent wealth	Jan 7, 2026	n/a	yes	Williamsburg, VA\|WEST HARTFORD, CT	Current employment
P•••••• W••••• M••••••••• L••	No RAUM reported	Apr 30, 2020	Dec 31, 2025	no	FAIRFAX, VA\|WILLIAMSBURG, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• M••••••••• L••	A••••• W•••••	Dec 31, 2025	Jan 7, 2026	7	Firm change	RIA to RIA
C••••••••• F•••••••• N••••••	P•••••• W••••• M••••••••• L••	Apr 16, 2020	Apr 30, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
116218:171106:VA:2025-12-31	Dec 31, 2025	Jan 7, 2026	WILLIAMSBURG, VA	Firm change

Relationships

Registered with (4)

→ A••••• W•••••Registered adviserregistration: current employment
Jan 7, 2026 to presentfactForm ADV
→ P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 30, 2020 to Dec 31, 2025factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Oct 17, 2018 to Apr 16, 2020factForm ADV
→ K•• P••••••••• A••••••• G••••• L••

Dated events

Order

Occurred
31 Dec 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 15, 2014
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.